As Chief Compliance Officer at Moneta Group, Nathan Howard’s responsibility is to act as a liaison with legal and regulatory bodies on compliance-related issues. Nathan works to ensure that the firm and its employees are aware, knowledgeable, and trained on all regulatory requirements, so that all client interactions uphold Moneta’s standard of service.
Nathan earned his BSBA in Leadership and Change Management from the John Cook School of Business at Saint Louis University and his J.D. from Saint Louis University School of Law. Prior to joining Moneta, Nathan served as a municipal financial advisor to numerous Missouri and Illinois municipalities while employed by WM Financial Strategies, where he also served as General Counsel. More recently, Nathan practiced law at several St. Louis based law firms serving clients principally in the areas of investment advisor and municipal advisor compliance, corporate law, private securities offerings, and FINRA securities arbitrations.
In 2014, Nathan joined Moneta Group. At Moneta, Nathan strives to serve as a resource for Moneta Principals and their teams as they pursue the best interests of their clients. His goal is to facilitate this commitment through collaborating on best practices and ensuring that all services are consistent with regulations.
Outside of Moneta, Nathan enjoys spending time with his family, being outdoors, and playing golf.
- Missouri Bar Association
- Federal Bar, Eastern District of Missouri